All codes › Government Code › Title 12

Chapter 4001

General Provisions

Subchapter A. Short Title; Purposes; Construction

4001.001 Short Title 4001.002 Purposes; Construction 4001.003 Severability

Subchapter B. Definitions

4001.051 Applicability of Definitions; Construction of Certain Conjunctions 4001.052 Agent 4001.053 Board 4001.054 Broker 4001.055 Commissioner 4001.056 Dealer 4001.057 Federal Covered Investment Adviser 4001.058 Fraud; Fraudulent Practice 4001.059 Investment Adviser 4001.060 Investment Adviser Representative 4001.061 Issuer 4001.062 Mortgage 4001.063 No Par Value; Par Value 4001.064 Person; Company 4001.065 Registered Dealer 4001.066 Registered Investment Adviser 4001.067 Sale; Offer for Sale; Sell 4001.068 Security

Subchapter C. General Administrative Provisions

4001.101 Sufficiency of Notice 4001.102 Consent for Service of Process

Subchapter D. Other General Provisions

4001.151 Prosecution under Certain Other Law 4001.152 Good Faith 4001.153 Burden of Proof on Exemption 4001.154 Certified Copies of Certain Documents or Instruments as Evidence 4001.155 Proof of Certain Records