All codes › Government Code › Title 12

Chapter 4003

Securities

Subchapter A. Permit Qualifying Securities for Sale

4003.001 Permit Required; Exceptions 4003.002 Permit Application to Qualify Securities for Sale 4003.003 Statement of Financial Condition and Income Statement 4003.004 Exceptions to Certification Requirement for Financial Statements 4003.005 Permit Fee 4003.006 Examination of and Determination on Permit Application 4003.007 Form and Contents of Permit 4003.008 Term of Permit 4003.009 Renewal of Permit 4003.010 Use of Permit for Certain Purposes Prohibited

Subchapter B. Registration by Notification

4003.051 Eligibility for Registration by Notification 4003.052 Registration Statement Required 4003.053 Exception to Certification Requirement for Financial Statements 4003.054 Registration Procedures 4003.055 Effective Date of Registration by Notification 4003.056 Effect of Registration by Notification 4003.057 Term of Registration 4003.058 Renewal of Registration 4003.059 Insufficient or Fraudulent Registration Statement

Subchapter C. Registration by Coordination

4003.101 Eligibility for Registration by Coordination 4003.102 Registration Statement Required 4003.103 Examination of and Determination on Registration Statement 4003.104 Term of Registration 4003.105 Renewal of Registration

Subchapter D. Prohibited Sales

4003.151 Certain Sales Prohibited

Subchapter E. Regulation of Offers

4003.201 Definition 4003.202 Applicability 4003.203 Authorized Written, Printed, or Broadcast Offers 4003.204 Authorized Oral Offers 4003.205 Dealer Named in Offer 4003.206 Effect of Compliance or Noncompliance

Subchapter F. Crowdfunding

4003.251 Definition 4003.252 Crowdfunding

Subchapter G. Protection for Purchasers of Securities

4003.301 Deposit in Trust Account 4003.302 Marketing Expenses 4003.303 Prospectus Required for Certain Offers 4003.304 Investor Education