All codes › Government Code › Title 12

Chapter 4005

Exemptions

Subchapter A. Exempt Transactions

4005.001 Scope of Exemption 4005.002 Court Supervised Sales 4005.003 Pledged Securities 4005.004 Isolated Transactions 4005.005 Insurance Company Sales 4005.006 Stock Dividends 4005.007 Existing Security Holders 4005.008 Financial Distress 4005.009 Merger, Consolidation, and Asset Sales 4005.010 Exchange of Shares 4005.011 Institutional Investors 4005.012 Private Limited Offerings 4005.013 Compensation Plans and Contracts 4005.014 Mortgages and Liens 4005.015 Nonprofits 4005.016 Financial Institutions 4005.017 Government Issuance or Guarantee 4005.018 Cooperatives 4005.019 Secondary Market Sales 4005.020 Unsolicited Orders 4005.021 Oil, Gas, or Mining Interests 4005.022 Issuer Sales of Exempt Securities 4005.023 Options 4005.024 Exemptions by Rule or Order 4005.025 Issuance or Transfer to Nonprofits

Subchapter B. Exempt Securities

4005.051 Scope of Exemption 4005.052 Railroads or Utilities 4005.053 Nonprofit Corporations 4005.054 Listed Securities 4005.055 Commercial Paper 4005.056 Secured Debt 4005.057 Nonprofit Debt 4005.058 Suspension of Exempt Status of Trading System

Subchapter C. Procedures for Approval of Stock Exchange

4005.101 Application for Approval 4005.102 Approval of Stock Exchange 4005.103 Investigation and Hearing 4005.104 Order of Approval 4005.105 Withdrawal of Approval