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Chapter 1114

Replacement of Certain Life Insurance Policies and Annuities

Subchapter A. General Provisions

1114.001 Purpose 1114.002 General Definitions 1114.003 Definition of Policy Summary 1114.004 Applicability; Exemptions 1114.005 Financed Purchase 1114.006 Consumer Notice Documents 1114.007 Rules

Subchapter B. Duties of Insurers and Agents

1114.051 Duties of Agent; Notice 1114.052 Duties of Insurers That Use Agents 1114.053 Duties of Replacing Insurers That Use Agents 1114.054 Duties of Existing Insurer 1114.0541 Processing of Annuity Contract Exchanges 1114.0542 Processing of Surrender Requests for Annuity Contracts 1114.055 Duties of Insurers Regarding Direct Response Solicitations 1114.056 Registered Contracts 1114.057 Disclosure of Availability of Waiver of Surrender Charges

Subchapter C. Enforcement

1114.101 Unfair Method of Competition; Sanctions and Penalties 1114.102 Additional Sanctions