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Chapter 401

Audits and Examinations

Subchapter A. Independent Audit of Financial Statements

401.001 Definitions 401.002 Purpose of Subchapter 401.003 Effect of Subchapter on Authority to Examine 401.004 Filing and Extensions for Filing of Audited Financial Report 401.005 Alternative Filing for Canadian or British Insurers or Health Maintenance Organizations 401.006 Exemption for Certain Small Insurers and Health Maintenance Organizations 401.007 Exemption for Certain Foreign or Alien Insurers or Health Maintenance Organizations 401.008 Hardship Exemption 401.009 Contents of Audited Financial Report 401.010 Requirements for Financial Statements in Audited Financial Report 401.011 Qualifications of Accountant; Acceptance of Audited Financial Report 401.012 Hearing on Accountant Qualifications; Replacement of Accountant 401.013 Accountant's Letter of Qualifications 401.014 Registration of Accountant 401.015 Resignation or Dismissal of Accountant; Statement Concerning Disagreements 401.016 Audited Combined or Consolidated Financial Statements 401.017 Notice of Adverse Financial Condition or Misstatement of Financial Condition 401.018 Information Discovered After Date of Audited Financial Report 401.019 Report on Significant Deficiencies in Internal Control 401.020 Accountant Work Papers 401.021 Penalty for Failure to Comply

Subchapter B. Examination of Carriers

401.051 Duty to Examine Carriers 401.052 Frequency of Examination 401.053 Examination Period 401.054 Powers Related to Examination 401.055 Effect of Subchapter on Authority to Use Information 401.056 Rules Related to Reports and Hearings 401.057 Use of Audit and Work Papers 401.058 Confidentiality of Reports and Related Information 401.059 Determination of Value 401.060 Right to Information Relating to Determination of Value or Market Value 401.061 Disciplinary Action for Failure to Comply with Subchapter 401.062 Stay of Rule, Order, Decision, or Finding

Subchapter C. Examiners and Actuaries

401.101 Use of Department Examiner or Other Qualified Person or Firm 401.102 Legislative Intent as to Appointment or Employment of Examiners and Actuaries 401.103 Appointment of Examiners and Actuaries 401.104 Appointment of Examiners, Actuaries, and Other Persons for Certain Examinations 401.105 Oath of Examiners and Assistants 401.106 Right of Action on Bond 401.107 Registration of Contract Examiners

Subchapter D. Examination Expenses

401.151 Expenses of Examination of Domestic Insurer 401.152 Expenses of Examination of Other Insurers 401.153 Reimbursement of Expenses of Certain Persons or Firms 401.154 Tax Credit Authorized 401.155 Additional Assessments 401.156 Deposit and Use of Assessment and Fee

Subchapter E. Confidentiality of Certain Information

401.201 Confidentiality of Early Warning System Information

Subchapter F. Self-Directed Budget for Certain Divisions

401.251 Definitions 401.252 Self-Directed Budget 401.253 Audits 401.254 Records; Reporting Requirements 401.255 Membership in Employees Retirement System